The Architecture, Engineering, and Construction (AEC) industry is currently going through a vast transformation to improve efficiency. According to a study performed by the National Institute of Standards and Technology (NIST) in 2004, the annual cost of inadequate interoperability is approximately 15.8 billion dollars for the U.S. AEC industry. This study documented the need for increased collaboration throughout the design, construction, and operation of building projects. As a result, Building Information Modeling (BIM) is being widely accepted by the AEC industry because of the potential outcomes. BIM provides a means for owners, designers, contractors, and operators to generate, organize and use detailed information throughout a project life cycle. An important aspect to the success of BIM is the process in which information is exchanged between project team members. In theory, information should be both accessible and usable, when required. BIM has the potential to improve project efficiency; however, it is important that the process is planned as a team in advance and deliverables are discussed at an early stage in the project.
What is "BIM"?Top
An important factor in improving construction efficiency is the emergence of Building Information Modeling. The National Building Information Modeling Standards (NBIMS) Committee defines BIM as “a digital representation of physical and functional characteristics of a facility. A BIM is a shared knowledge resource for information about a facility forming a reliable basis for decisions during its life-cycle; defined as existing from earliest conception to demolition. A basic premise of BIM is collaboration by different stakeholders at different phases of the life cycle of a facility to insert, extract, update or modify information in the BIM to support and reflect the roles of that stakeholder (NIBS, 2007).” For BIM to be an effective tool, all parties involved must work together towards a common goal to produce an accurate representation of a building project including information that is necessary to operate the facility (Figure 1). However, many owners and project teams struggle with defining the appropriate level of modeling to perform on a project based on the current state of practice and future information needs. When properly implemented, these models can improve the efficiency of designs, allow for better feedback from project participants, and improve the accuracy and effectiveness for performing future construction tasks. This has led to a very interesting agenda focused on the collaboration between the project team members, such as Owner, Architect, Engineers, Contractors, and Facility Manager in the development of a BIM Project Execution Plan
Figure 1. BIM Concept – Eliminating Information Chaos
BIM for OwnersTop
The purpose of the implementation of BIM practices should ultimately reflect the purpose of the organization. Many project teams and owners alike strive to utilize BIM without true direction of why they are doing it or what they want to achieve through its implementation. BIM can provide numerous benefits for owners, depending on how it is utilized. Ultimately, BIM increases the level of information sharing, which leads to more informed decision making among stakeholders. In turn, changes downstream can potentially be reduced. Additionally, providing facility managers with the information they need to effectively manage the operational phase of a building’s life cycle can eliminate waste and increase the efficiency of the maintenance workforce.
Once the discussion has taken place regarding why BIM should be utilized, the process of its implementation can be difficult within an organization. Numerous silos typically exist within owner organizations, from CAD, to GIS, to Project Management, to Facility Management, and beyond. While BIM provides the potential to integrate team members across a facility’s life cycle, the process of getting each group integrated into a related workflow can be difficult, and requires a detailed planning process.
Project Execution Planning for BIMTop
BIM Project Execution Planning is “a process performed by a project team to design the execution strategy for implementing BIM on the project. The final product of the execution planning process is a documented BIM Project Execution Plan (CIC, 2009).” To maximize the effectiveness of BIM, the execution plan should be designed in the early stages of a project and focus on the decisions required to define the scope of BIM implementation on the project, identify process impacts of using BIM, define the team characteristics needed to achieve the modeling, and quantify the value proposition for the appropriate level of modeling at the various stages in the project life cycle.
During the development of a BIM Project Execution Plan, four steps should be followed: 1) Identify BIM Goals and Uses; 2) Design the BIM Project Execution Process; 3) Develop Information Exchanges; and 4) Define Supporting Infrastructure for BIM Implementation (CIC, 2009). These steps, depicted in Figure 2, were developed by Penn State’s Computer Integrated Construction (CIC) Research Group through the BIM Execution Planning Research Project. Each step is described in further detail in the following sections.
Figure 2. The planning procedure for BIM implementation consists of four main steps.
Prior to implementing BIM, the project team should identify the appropriate tasks that the team would like to perform using BIM. This analysis of BIM uses should be focused initially on the outcomes desired by the overall process. Therefore, the team should start with the Operations phase, and identify the priority for each of the BIM uses on the project (High, Medium or Low priority), and then move through the project phases in reverse order (Operations, Construction, Design and Planning). This perspective of ‘starting with the end in mind’ will identify the downstream desired uses of BIM that should be supported by earlier processes in the life cycle of the project.
1. Identify BIM Goals and Uses
The first step in developing a BIM Execution Plan is to identify the appropriate BIM goals based on project and team specific characteristics. A current challenge and opportunity faced by the early project planning team is to identify the most appropriate uses for BIM on a project given the project characteristics, participants’ goals and capabilities, and the desired risk allocations (NIBS, 2007). Figure 3 depicts a list of potential BIM uses per phase of a building’s development. As shown in this figure, BIM Uses are developed and utilized in various building phases. The project team should identify the appropriate tasks that the team would like to perform using BIM. This analysis of BIM uses should focus initially on the outcomes desired by the overall process. Therefore, the team should begin with the Operations phase, and identify the priority for each of the BIM uses on the project (High, Medium or Low priority), and then move through the preceding project phases (Construction, Design and Planning). This perspective of ‘begin with the end in mind’ will identify the downstream desired uses of BIM. Therefore, it is extremely important that the required decisions that define the scope of BIM implementation on the project be made early on in project life cycle.
Figure 3. Numerous opportunities exist to take advantage of BIM.
2. Design the BIM Project Execution Process
The second step in developing a BIM Execution Plan is to develop a project specific process model. It is critical that the BIM Execution Plan is not developed in isolation. No single party within a building project can adequately outline the execution plan while also obtaining the necessary team member commitments to BIM implementation. Instead, team members need to lay the foundation for a methodology by creating generic process maps for tasks supported by BIM. The team can then develop project specific process maps taking the given maps as templates. These process maps aim to specifically answer what exact information is to be exchanged between team members, and when the exchanges occur. The process planning concept advocates to assist the owners and different project stakeholders in making the implementation decisions early on, and to assist in a smooth transition between various parties involved during various phases.
3. Develop Information Exchanges
Once the appropriate process maps have been developed, the information exchanges that occur between the project participants should be clearly identified. It is important for the team members, in particular the author and receiver, to clearly understand the information content for each transaction. Every element of a project does not need to be included for a model to be valuable. Therefore, it is important to only define the model components that are necessary to implement each BIM Use. Figure 4 depicts how information flows through a BIM implementation process. This figure was derived from the process map described in step 2 of the BIM planning procedure. Note that downstream BIM uses are directly affected by what is produced by the upstream use. Looking at this example as a pull driven approach; if the model information required for implementing a particular BIM use is not authored by an upstream team member, then the information needed must be created by the responsible party of that use. Therefore, it is up to the project team to decide who should be authoring this information and when this information needs to be placed into the BIM. For simplistic purposes, it is only necessary that the team define one information exchange requirement for each BIM use; although, there may be several exchanges that take place.
Figure 4. Process of how information is exchanged between BIM opportunities in difference project phases.
4. Define Supporting Infrastructure for BIM Implementation
The fourth and final step of BIM Execution Planning is for the project team to create the written execution plan using the information provided in the previous steps. In order to aid early project participants, the project team must address all pertinent information to developing and implementing a BIM Execution Plan. There are several contributing entities that have previously defined the categories required for a BIM Execution Plan, including the CIC Research Group’s BIM Execution Planning Guide, AIA BIM Protocol Exhibit, the Autodesk Communication Specifications, the AGC Consensus Docs BIM Addendum and the United States Army Corps of Engineers (USACE) BIM Roadmap. Each of these documents attempts to define the processes, standards and/or contract language necessary to execute BIM on a project, while each document focuses on different key aspects of BIM implementation. The following is a list of categories that should be identified in the written BIM Execution Plan:
- Project Goals / BIM Objectives – Document the underlying purpose for BIM implementation on the project and why key BIM use decisions were made (from Step 1)
- BIM Process Design – Develop process maps for project activities related to BIM depicting information exchange (from Step 2)
- Information Exchange Process –Design an effective information exchange (IE) process which the project team can use to effectively implement the desired BIM uses for the entire project team (from Step 3)
- Project Reference Information – Critical project overview information, contractual requirements related to BIM, and key project contacts
- Delivery Strategy / Contract – Definition of the delivery structure, selection, and contracting
- BIM Scope Definitions – Include model elements by discipline, level of detail, and specific attributes
- Organizational Roles and Responsibilities – Define the roles of each organization along with responsibilities. Also, define contracting strategies for the organizations involved
- Communication Procedures – Describe the electronic and meeting procedures
- Technology Infrastructure – Hardware, software, space, and networking requirements
- Model Quality Control Procedures – Identify the methods to ensure model accuracy and comprehensiveness
Although this is a substantial procedure, it is important that team members work together to further develop requirements that arise after each projects completion. Also, the planning decisions should be made early on in a project life cycle. In the event that the information or resources are not available, effort should be made to revisit the subject matter when the resource can be tapped. Therefore, a BIM Project Execution Plan should be a continuously developing set of rules based on lessons learned from previous successful or unsuccessful attempts of BIM implementation.
BIM Opportunities in Facility ManagementTop
The philosophy of “begin with the end in mind” means to determine the end user’s needs and work backwards toward the creators of information. Therefore, in order for designers and contractors to understand what is required, owners must first have an idea on how they plan on using BIM in the operation and maintenance phase. This section is dedicated to the opportunities available for BIM implementation post-construction. If planned accordingly, an owner organization has the ability to decrease operating costs through more efficient maintenance (asset management), increase safety of workers through better designed equipment rooms (space management), and decrease the cost of renovations (record modeling). The following section describes a few uses of BIM in facility management (FM), although there are many other opportunities for BIM and FM that are based off of an owners need for models and information during the operation and maintenance of facilities.
Figure 5. Asset management information exchange
Asset management is the process of accessing and maintaining something of value in a cost effective manner (Campbell et al, 2010). Value is expressed and measured in the eye of the beholder; therefore, most facility owners classify assets as a building, space or component depending on the mission of the department or end user. Effective facility operation and maintenance of facilities is a large goal for building owners and many large owners have developed computerized maintenance management systems (CMMS) to assist with the overwhelming task of tracking maintainable facility components. BIM has the ability to provide the facility management team with additional information to hit the ground running at facility project turnover. If planned, the desired data that is used to track maintenance in the CMMS can be configured into the building model from information that is also used for design and construction and ready for input in the asset management system at project close out. Figure 5 depicts a BIM approach to facility component asset management. By providing the maintenance staff with access to both a CMMS and a model, they are provided with valuable information to make decisions prior to entering the facility. This approach is similar to the push for BIM into the AEC industry – plan the work on the screen prior to stepping onsite. In theory, if a technician has information on the task prior to completing it, there is potential to increase efficiency, in turn increasing the number of work orders performed per person – decreasing the budget for maintenance management.
Facility space planning and allocation management is a large part of facility management. Space is a very precious commodity and planning the departmental needs of an organization is essential to maintaining a comfortable and efficient working environment (Gotts et al., 2010). Many large owners have developed detailed standards and systems around space planning and management. BIM has the ability to track space function through design and construction of a facility and produce a representation of each space (2D or 3D), as well as embedded data (e.g. function, capacity, available equipment, etc.). If planned upfront, the turnover of this information has the potential to be very valuable to facility managers and can be integrated into their current system with little effort. Figure 6 is an example of a 2D space management system and is color coded by space function. Beyond overall space management, BIM has the ability to detail the design of a particular space to maximize the benefit to end users. For example, a detailed model can be created for a patient room in a hospital showing the overall layout and detailed equipment location. This model can be very beneficial in facility management to track space use, resources and potentially lower the anxiety of new employees. Additionally, BIM has the ability to increase the safety of future employees by analyzing the space needed to perform daily tasks. Space management using BIM is limitless in the possibilities, but an owner must prioritize what is most important in order to achieve successful information handover and integration into current practices.
Figure 6. Space Management system defining the coded function of each space.
Upon completion of a building project, it is very important that the facility management team receives an accurate and complete representation of the built environment for multiple uses in operations and maintenance. Traditionally, this process included copies of 2D marked-up record drawings, specifications, submittals and operation and maintenance binders filled with limited information on building components. The digital era has simplified the process for creating documents; however, because it is simplified, owners are often overwhelmed by the number of record documents they receive. BIM has the ability to attach data and documents to model components and to deliver a 3D representation of the building and components, as well as specified data (i.e. make, model, manufacturer, etc.) for an operation and maintenance centric representation of the facility (Figure 7). If known up front, the design and construction teams have the ability to load the models with the component properties, and revise the information throughout the construction phase with any pertinent changes that may have been made due to post-coordination constraints. Record modeling has the ability to provide facility managers with a powerful reference of building information and limit field surveys for future renovations or retrofits.
Figure 7. Record modeling provides facility managers with an accurate representation of builidng
BIM Opportunities in ConstructionTop
The construction phase of a facility’s life cycle is when most benefits of BIM implementation become physically quantifiable. Similar to other phases, there are many opportunities for BIM to improve the productivity of the personnel working on the project through 3D layout and the utilization of mobile technologies. However, the exploitation of opportunities like 3D coordination efforts help reduce waste and cost associated with discovering conflicts in the field. For maximum benefit of BIM in construction it is important that the construction team is involved in the early planning process in design. Altogether, BIM helps the construction team deliver a high quality product to the owner financing the project.
Possibly the most common utilization of BIM during the construction phase is to alleviate system collisions. 3D coordination is often the first opportunity to be taken advantage of by construction teams, and provides the opportunity for many benefits to the field team and, subsequently, the owner. Traditionally, building systems are designed simultaneously by independent entities with potentially conflicting objectives. These designs often do not take field constraints into consideration, and need to be coordinated in order to avoid major discrepancies between designed elements. Through the federation of designers’ 3D models in a compiling software, the construction team can effectively identify where designed components collide and develop a plan to resolve the clashes digitally (Figure 8). Alleviating system collisions in a 3D model allows problems to be discussed and solved virtually, eliminating the wasted time and added cost of discovering clashes in the field.
Figure 8. 3D coordination models showing both visual reviews and clash detection
Bringing BIM into the Field
BIM is used extensively by office personnel and management teams through coordination efforts and collision resolution. However, in order to take full advantage of the benefits that BIM can provide, it is essential to put the modeling tools in the hands of the crews and workers actually building a facility. Numerous opportunities exist in order to increase efficiency and communication, and reduce waste among the construction team.
Because models are often geolocated, each element within the model has a specific coordinate parameter in reference to the earth, or control points on the construction site. This is especially useful for laying out hanger locations, slab penetrations, or other components, as the information can be exported from BIM software to total stations (Figure 9). The use of BIM for laying out element locations eliminates the time consuming, potentially inaccurate work associated with traditional layout with tape and paper drawings. Utilizing technology to aid in layout makes the process much more effective, pinpointing exact element locations, rather than deriving them from provided reference grids. Additionally, the digital process increases productivity, as it is much more efficient than traditional layout.
Figure 9. 3D technology makes layout extremely accurate
The use of BIM in the construction field enables teams to maintain a paperless site, which has multiple positive impacts. Most importantly, the implementation of mobile technology allows for the information contained in the model to reach the men and women actually putting work in place. Through the use of different applications, construction workers can take advantage of the graphical and informational aspects of BIM to ensure that the work they are placing is correct, and identify any potential issues that may have been missed in coordination meetings (Figure 10). Additionally, if RFI’s and change orders result in the drawings needing to be updated, they can instantly be synchronized to the field workers’ mobile devices, eliminating the waste from working off of outdated documents and creating a single source of truth throughout the project duration. From a management perspective, key aspects of communication can be tracked, such as RFIs, response time, change order rate, etc. (Figure 10).
Figure 10. BIM Field Management Systems (BIM 360 Field) have improved issue tracking and overall quality
The use of mobile devices in the field also eliminates excess drawing sets from being printed, which often results in a large amount of waste on the construction site. While reducing the cost of numerous sets being printed, the elimination of paper on site also supports the industry’s drive to reduce unnecessary waste, pursue sustainable certifications, and operate with minimal impact to the surrounding environment.
BIM Opportunities in DesignTop
Perhaps the most common use of modeling tools is the communication of the design team’s intent through the use of 3D software (Figure 11). Often, BIM itself is associated with the graphical representation of the design intent. However, design authoring involves more than graphical content, as it also entails capturing pertinent attributes of architectural features and maintainable assets to support the construction team during the submittal process. Ultimately, this information is carried through the life of the project.
Figure 11. Design authoring tools (Revit) increase design efficiency and allow for downstream model
Reviewing the design’s development for constructability from contractors, as well as feedback from end-users and the maintenance team, is crucial to the facility’s success throughout the operational phase of its life cycle. Design reviews allow stakeholders to provide the design team with feedback from a diverse set of perspectives, and can be conducted in fully-immersive, semi-immersive (Figure 13), or traditional settings. An emerging technique for design reviews involves head-mounted displays (Figure 12) to fully immerse individuals within the virtual model’s environment. While head-mounted displays (HMD) are currently limited to one viewer, developers are working to allow for multiple HMDs to be used within the same model, incorporating the value of collaborative review into the virtual experience. Regardless of the specific process implemented, the review process can uncover and avert a vast amount of costs and pain, from things as simple to adjusting a railing height to allowing ample space around mechanical equipment for the maintenance team to efficiently and comfortably keep the facility operating at an optimal level (Corvaia and Murphy 2014).
Figure 12. Head-mounted displays allow for total immersion within the virtual environment
Figure 13. Immersive design reviews allow stakeholders to make informed decisions
Virtual Mockup Development
Throughout the course of the design’s development, certain systems require close analysis and extra attention to ensure that they are installed correctly. The building enclosure often falls into this category, as its installation directly affects the facility’s watertight date during construction, as well as its moisture performance throughout its life expectancy. Additionally, the enclosure is a key component of the facility’s ability to maintain comfortable interior conditions and minimize costs incurred through the building’s life due to air leakage and poor thermal performance. Development of virtual mockups (Figure 14) is a major use of BIM that can help ensure the enclosure’s integrity. The implementation of a virtual mockup allows the design and construction teams to pay close attention to the details of the system’s installation and discover any issues that need to be noted without the high cost of excessive materials involved in the traditional process. While the virtual prototype allows major issues to be identified and controlled in a model rather than in the field, it does not eliminate the need to construct a physical mockup in order to give the installation team the hands-on experience with the system.
Figure 14. Virtual mockups allow builders to ensure the construction system is designed accurately
BIM Opportunities in PlanningTop
Large owner organizations often deal with renovations to existing facilities. In order to support the design team, detailed analysis of existing conditions should be performed during the planning phase of a project. BIM can be used to gather this data for analysis, primarily through the use of laser scanning in plenum or mechanical spaces.
Laser scanners (Figure 15) utilize a laser that spins on two axes and documents the coordinates of everything the beam touches, often capturing thousands of points per second. After scanning the same space from multiple locations, the scanner can stitch together the data into a digital “point cloud,” providing a detailed, accurate, and geographically referenced representation of an existing space. Some scanners overlay digital images on the point clouds, making features in the cloud more easily recognizable to individuals viewing the cloud.
The information generated from laser scans can be used in multiple initiatives. Many laser scanner manufacturers also produce software that allows the point cloud and overlaid imagery to be analyzed to perform actions such as measuring the size of elements or distance between points in the cloud, rather than going to the project site to obtain those measurements. Additionally, the point cloud can be converted to an object-based model to generate accurate existing conditions models for basis of renovation designs.
Figure 15. Laser scanning can be used for both capturing existing conditions or confirming installed locations
Best Practices in BIM ExecutionTop
The following have been defined as best practices from lessons learned on previous attempts of BIM implementation on multiple projects:
- Each project team needs a BIM champion. A champion is an individual who makes important decisions and tracks the overall value of BIM implementation within a project or organization.
- Owner involvement is critical throughout the entire process. Owners drive the process of BIM implementation by defining their needs upfront and staying involved to ensure that BIM is being implemented based on project requirements.
- It is essential that the project team fosters an open environment of sharing and collaboration. BIM is about sharing information, and if an environment is not conducive to collaboration, the success of its implementation is limited.
- Integrated delivery methods have the potential to increase the effectiveness of BIM. To successfully integrate BIM on a project or into facility management, the team must develop a high level of trust. In theory, integrated delivery methods (i.e. Design Build, Integrated Project Delivery) were developed to increase the teaming environment and develop trust at an earlier stage in the project, which has the potential to facilitate successful BIM deployment.
- There is great value in early planning. Developing an organizational BIM Execution Plan before project inception can decrease project planning time. However, it is important that the organizational goals be converted into project specific BIM goals, agreed upon the entire team.
- The BIM Plan should be treated as a living document. Once an initial plan is developed, it must be reviewed regularly to ensure the plan is being followed and still meeting the project and stakeholder needs. In the event of a change, the BIM plan should reflect those revisions.
- The appropriate resources must be made available to ensure successful BIM execution. All team members must fully commit to the implementation of BIM and have personnel available.
BIM for facility owners is still in its infancy, and different case studies are constantly being developed. The most important lesson learned to date is that BIM does not merely involve 3D representations, but a collection of information (data, documents, models, drawings, and knowledge) shared across multiple platforms and team members. It is important that facility owners take the time to determine their informational needs based on their current methods of FM (i.e. asset management, space management, etc.). Once determined, these needs should be conveyed in a form that the design and construction teams and comprehend. Once understood, the team can develop information deliverables throughout the project life cycle. A simple rule of thumb is for the team member with the most appropriate capability to be in charge of creating the required FM information. The downstream customers of that information should be responsible for validating its value. Team members should plan on continuous information turnover rather than waiting until substantial completion, when most of the knowledge has left the project.
In facility management, owners are responsible for keeping BIM up to date. Therefore, their BIM needs should be based on information that will be utilized by the FM team. Eventually, the owner can integrate 3D components or systems to add specific value to their process for advanced BIM integration. However, this may require a change in process and/or roles and responsibilities within the organization. The implantation of BIM into owner organizations is not easy, but it is an important step to reducing the large amount waste that occurs due to inadequate interoperability, and can significantly reduce the burden of future management of facilities.
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